Annex I – Basic rules for entering authors

 

The rules for entering authors vary according to their nationality and are based on AACR-2 (*).

To determine the author’s nationality, one must observe the notes on the first page of the document or existing captions that provide information about the author’s affiliation. If it is not possible to determine the nationality, it is assumed to be the country of origin of the document.

 

a) Names in Portuguese

The name is registered starting from the last element of the surname.

 

Example:

  • Ovídio Saraiva de Carvalho Silva

Registered as: Silva, Ovídio Saraiva de Carvalho

If the name includes words indicating a relationship of kinship, such as Filho, Júnior, Neto, or Sobrinho, these should be considered part of the surname.

 

Example:

  • Antônio Ribeiro de Castro Sobrinho

Registered as: Castro Sobrinho, Antônio Ribeiro de

Some surnames are known to be compound. However, if this condition is not expressed with a hyphen, you go by the last surname.

 

Examples:

  • Pedro Luiz de Paula Souza

Registered as: Souza, Pedro Luiz de Paula

  • Mauro Pereira Barreto

Registered as: Barreto, Mauro Pereira

  • Álvaro Lemos Torres

Registered as: Torres, Álvaro Lemos

Compound surnames that should not be separated are an exception:

 

Examples:

  • Vitor Espiritu Santo

Registered as: Espiritu Santo, Vitor

  • Augusto Castelo Branco

Registered as: Castelo Branco, Augusto

 

b) Names in Spanish

Authors with two surnames, the entry is made by the first one:

 

Example:

  • Eduardo Gonzáles Rivera

Registered as: Gonzáles Rivera, Eduardo

If the surname begins with an article, the entry is made by this:

 

Example:

  • Manuel Antônio Las Heras

Registered as: Las Heras, Manuel Antônio

Some Spanish surnames are preceded by the particle “de” (married women). In this case, the maiden name is entered, followed by the married name:

 

Example:

  • Antonia Murillo de Nogueira

Registered as: Murillo de Nogueira, Antonia

Surnames joined by the letter “y” are entered as if they were compound:

 

Examples:

  • Emílio Cotarelo y Mori

Registered as: Cotarelo y Mori, Emílio

  • Antônio Gonzáles y Gonzáles

Registered as: Gonzáles y Gonzáles, Antônio

 

c) Names in other languages

In general, they are entered by the last surname. German names with a prefix enter by the surname:

 

Example:

  • Hans Von Helmholtz

Registered as: Helmholtz, Hans Von

Dutch names with the prefix “van” enter by this.

 

Example:

  • Vicent Van Gogh

Registered as: Van Gogh, Vicent

(* ) Anglo American Cataloguing Rules, 2.

Was this page helpful?